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Comparative analysis of plate heat exchanger and shell and tube heat exchanger

Comparative analysis of plate heat exchanger and shell and tube heat exchanger

2025-07-08

Comparative Analysis of Plate Heat Exchangers and Shell-and-Tube Heat Exchangers

 

1. Structural Design and Heat Transfer Mechanisms

 

1.1 Plate Heat Exchangers

A plate heat exchanger consists of a stack of corrugated metal plates, with gaskets sealing the gaps between adjacent plates to form separate flow channels. Two working fluids flow countercurrently or crosscurrently through alternating channels, exchanging heat via the metal plates.

 

Heat transfer mechanism:

  • Heat from the hot fluid is first transferred to the plate via convection, then conducted through the high-thermal-conductivity plate (e.g., stainless steel, with a thermal conductivity of 45 W/(m·K)), and finally convected to the cold fluid.

  • The corrugated plate surface induces turbulence at low Reynolds numbers (Re = 50–200), significantly enhancing heat transfer efficiency. However, this turbulence also increases pressure drop due to greater fluid resistance.

 

1.2 Shell-and-Tube Heat Exchangers

A shell-and-tube heat exchanger comprises a cylindrical shell, a tube bundle (fixed or floating via tube sheets), and headers. One fluid flows through the tubes (tube side), while the other flows around the tubes within the shell (shell side), with heat exchanged through the tube walls. Common configurations include fixed-tube-sheet, floating-head, and U-tube designs.

 

Heat transfer mechanism:

  • Heat from the hot fluid (tube or shell side) is convected to the tube wall, conducted through the tube (e.g., copper tubes with a thermal conductivity of 375 W/(m·K)), and then convected to the cold fluid on the opposite side.

  • Baffles are installed in the shell to redirect shell-side fluid, extending flow paths and enhancing turbulence, thereby improving heat transfer efficiency.

 

2. Performance Characteristics

Parameter

Plate Heat Exchangers

Shell-and-Tube Heat Exchangers

Heat transfer coefficient

3,000–8,000 W/(m²·K), 3–5 times higher than shell-and-tube designs. Key drivers: high plate thermal conductivity, turbulence induced by corrugations, and pure countercurrent flow.

1,000–3,000 W/(m²·K). Limited by tube wall thermal resistance and shell-side dead zones.

Pressure drop

30–60 kPa (higher due to turbulent flow and 180° channel turns).

10–30 kPa (lower due to smoother tube-side flow and optimized baffle design).

Pressure resistance

Up to 3 MPa (limited by gasket sealing and bolted compression).

Up to 30 MPa (high strength from cylindrical shell design).

Cleaning & maintenance

Easily disassembled by loosening clamping bolts for full channel cleaning.

Difficult to fully clean; relies on high-pressure flushing or chemical treatments. Shell-side manholes facilitate partial repairs.

3. Advantages, Disadvantages, and Applications

3.1 Plate Heat Exchangers

Advantages:

  • High efficiency: Turbulent flow at low Reynolds numbers and countercurrent operation yield a logarithmic mean temperature difference (LMTD) correction factor of ~0.95, with end-temperature differences as low as <1°C (vs. ~5°C for shell-and-tube designs).

  • Compact design: 2–5 times higher heat transfer area per unit volume; occupies 1/5–1/8 the space of shell-and-tube units for equivalent capacity.

  • Flexibility: Easy to scale by adding/removing plates; adaptable to process changes (e.g., reconfiguring flow paths).

  • Cost-effectiveness: Lightweight (plate thickness: 0.4–0.8 mm vs. 2.0–2.5 mm for tubes), 40–60% lower cost than shell-and-tube units of the same material and area; mass-producible via stamping.

  • Low heat loss: Minimal exposed surface area reduces heat dissipation, eliminating the need for insulation.

 

Disadvantages:

  • Limited pressure and temperature tolerance (unsuitable for >3 MPa or extreme temperatures).

  • Gaskets are prone to degradation in corrosive or high-temperature environments.

  • Higher pressure drop may require stronger pumps.

 

Applications:

Ideal for low-to-medium pressure, 中小换热面积场景 (e.g., HVAC, food processing, domestic hot water systems, and industries requiring frequent cleaning like pharmaceuticals).

 

3.2 Shell-and-Tube Heat Exchangers

Advantages:

  • High pressure/temperature resistance: Suitable for harsh conditions (up to 30 MPa, 400°C), making it ideal for high-pressure industrial processes.

  • Robustness: Cylindrical shell and rigid tube bundles withstand high pulsation and large flow rates; compatible with high-viscosity or particulate-laden fluids (with proper baffle design).

  • Long service life: All-stainless-steel construction (or copper tubes) offers durability (up to 20 years) in corrosive environments.

 

Disadvantages:

  • Lower heat transfer efficiency: LMTD correction factors are often <0.9 due to cross-flow patterns; larger footprint and higher weight.

  • Inflexibility: Difficult to modify heat transfer area post-installation; higher initial cost for equivalent capacity.

 

Applications:

Preferred for high-pressure/high-temperature industrial processes (e.g., petrochemicals, power generation, mining) and large-scale heat exchange (e.g., centralized heating, heavy-duty cooling systems).

 

Summary

Plate heat exchangers excel in efficiency, compactness, and flexibility for low-to-medium pressure applications, while shell-and-tube heat exchangers dominate in high-pressure, high-temperature, and large-scale industrial scenarios. Selection depends on operating conditions, maintenance needs, and scalability requirements.